Search for: "Girard Securities Inc."
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29 Jan 2015, 3:13 pm
InvestmentNews reported on January 29, 2015 that Girard Securities, Inc. is going to be audited by the Securities and Exchange Commission (SEC) and has requested what the Girard Securities Chairman and Chief Executive characterized as a massive request for data. [read post]
9 Nov 2017, 2:46 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Dennis McMurray (McMurray), in August 2017, was terminated by his firm, Girard Securities, Inc. [read post]
26 Oct 2020, 7:42 am
His previous employers include Girard Securities, Inc. [read post]
11 Mar 2010, 7:32 pm
Inc. has reached an agreement with Missouri Secretary of State Robin Carnahan over the broker fraud committed by former Stifel securities broker Girard Munsch. [read post]
7 Nov 2013, 6:11 am
From July 2004 through December 2010, Manchester was associated with Girard Securities, Inc. [read post]
18 Jun 2010, 11:46 am
Girards is the Principal of The Girards Law Firm, which registered the website. [read post]
23 Aug 2017, 11:55 am
The five firms are: Cetera Investment Services, Cetera Financial Specialists, First Allied Securities Inc., Summit Brokerage Services Inc., and Girard Securities Inc. [read post]
4 Apr 2011, 9:02 am
$210,000 Girard Securities Inc [read post]
16 Dec 2010, 8:46 am
$210,000 Girard Securities Inc [read post]
23 Jan 2018, 7:14 am
Lott has been in the securities industry for over 30 years and was previously registered with Copeland Equities Inc., Sunamerica Securities, Inc., AIG Financial Advisors, Inc., LPL Financial LLC, and Girard Securities, Inc. [read post]
17 Dec 2014, 8:10 am
Fogel Neale Securities LLC FSC Securities Corporation Girard Securities, Inc. [read post]
14 Aug 2023, 11:36 am
” Steven Woodard (CRD# 1019832) is a former registered stockbroker and investment advisor last employed by Girard Securities, Inc. [read post]
9 Oct 2023, 6:22 am
—willfully infringed patented technology involving computer security and intrusion detection software developed by researchers at Columbia University in New York City. [read post]
11 Jul 2011, 3:13 am
McLane Foodservice, Inc., No. 10-10944 (5th Cir. [read post]
8 Jul 2011, 4:09 am
McLane Foodservice, Inc., No. 10-10944 (5th Cir. [read post]
8 Apr 2013, 2:54 am
Tropeano v Dorman, 441 F3d 69, 77-78 [1st Cir 2006] ["Business activities which may continue indefinitely are not 'particular' in nature and do not constitute particular undertakings"]; Scholastic Inc. v Harris, 259 F3d at 86; Fischer v Fischer, 197 SW3d 98, 104 [Ky 2006], quoting Girard Bank v Haley, 460 Pa 237, 244, 332 A2d 443, 447 [1975]; Miami Subs Corp. v Murray Family Trust, 142 NH 501, 509, 703 A2d 1366, 1371 [1997]; Harshman v Pantaleoni, 294 AD2d 687, 688 [3d Dept 2002]).… [read post]
6 Jun 2017, 3:57 am
Laroe Estates, Inc., the justices ruled that an as-of-right intervenor must have standing if it is seeking relief not requested by a plaintiff in the case. [read post]
